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Role and Company
Independent Board Member, Nomura Securities International, Inc.
Expertise
45 years experience in financial services
Location
Short Hills , NJ
About David
I was a senior securities regulator for 25 years and a Chief Compliance Officer for 17 years, before I retired in 2014. I now serve on four Boards and am the Chairman of the Audit Committee in the Americas for Nomura and the Global Chairman of Instinet’s Audit Committee.
David has volunteered to be available for private messages. Feel free to send a conversational message but remember to be succinct and mindful of the other person’s time.
9 years ago
What are the general good interview techniques to consider?
Shawn- always do a background on the company you're interviewing with. Be well versed on their business, culture, profits, etc....
9 years ago
Kyle- Yoh have to write a resume explaining your background. Emphasize your management and training skills, education, etc. You can...
9 years ago
How can I break into the compliance field?
Dayton- I was a Compliance officer for 25 years, some as the global head of compliance in the financial services field....
9 years ago
How can I break into the compliance field?
Dayton- I was a Compliance officer for 25 years, some as the global head of compliance in the financial services field....
8 years ago
Cory- I'm also glad to help. It's important that a resume get you in the door so you should tailor...